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Company Name:
Alex Brown
Problem Type:
Financial Institution
12b-1:
NA%
OER:
NA%
Date/Problem:
Publicity Source:
Status-Ongoing Resolution:
Fund Police Opinion:
7/5/2004
Alleged fraud, mismanagement, inept options trading, and conflict of interest.
Forbes
Lawsuit filed in 5/04, Delaware
Beware of commission based stock brokers.