Total Records: 632  Page: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 [22]

Company Problem

Date Fund Police Opinion

Rating  

WM Financial
The company failed to report information about their brokers to customers. The information included customer complaints, regulatory actions, criminal charges and convictions.
12/2/2004
Hiding information from your clients does not make the problem disappear. FP wonders what else are they hiding? FP warns you to steer clear of companies who have “baggage” and are unwilling to come clean.
Red Light

World Group

12/21/2005

Red Light

World Group
The company failed to report information about their brokers to customers. The information included customer complaints, regulatory actions, criminal charges and convictions.
12/2/2004
Hiding information from your clients does not make the problem disappear. FP wonders what else are they hiding? FP warns you to steer clear of companies who have “baggage” and are unwilling to come clean.
Red Light

Total Records: 632  Page: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 [22]



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